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FINRA Exam Tips and Career Advice - Achievable Podcast - Podcast | OndaCast

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FINRA Exam Tips and Career Advice - Achievable Podcast

Taking a FINRA exam? Achievable’s expert author Brandon Rith talks studying strategy, game-day approach, and application advice for that job or university you’re applying to afterwards. Brandon Rith has 16 years experience as a licensing facilitator and director at Fidelity Investments. He is an 8X Fidelity Excellent In Action Award Winner for Licensing Facilitation.

75 集•0 位订阅者•0 次总听数

剧集播放列表

50 集

Dec 20, 2023•—

Investment adviser definition (FINRA SIE, Series 63, 65, 66)

Dec 27, 2023•—

Walkthrough of Form ADV Part 1 + a Form ADV practice question from the Series 63, 65, and 66 exams

Jan 3, 2024•—

Form ADV Part 2A overview for Series 63, 65, and 66 exams

Jan 10, 2024•—

Real world example of Form ADV Part 2A

Jan 17, 2024•—

Form ADV Part 2B Overview (tested on the Series 63, 65, 66)

Jan 24, 2024•—

Real world example of Form ADV Part 2B (Series 63, 65, 66)

Jan 31, 2024•—

How to calculate total return - updated for 2023 (FINRA SIE, Series 6, 7, 65, 66)

Feb 7, 2024•—

How to calculate the intrinsic value of Call options - FINRA SIE, Series 7

Feb 14, 2024•—

Calculating the intrinsic value of Put options - FINRA SIE, Series 6, 7, 63, 65, 66

Feb 21, 2024•—

Dividend dates - FINRA SIE & FINRA Series 7

Feb 28, 2024•—

How to calculate bid and ask spreads - market makers (SIE, Series 6, 7, 65, 66 exams)

Mar 6, 2024•—

Understanding market orders (FINRA SIE, Series 7, Series 65, Series 66)

Mar 13, 2024•—

Buy limit orders overview (FINRA SIE, Series 7, 65, 66)

Mar 20, 2024•—

Sell limit orders overview (FINRA SIE, Series 7, 65, 66)

Mar 27, 2024•—

Buy stop orders - tips and tricks for FINRA exam questions (SIE, Series 7, 65, 66)

Apr 3, 2024•—

Sell stop orders - tips and tricks for FINRA exam questions (FINRA SIE, Series 7, 65, 66)

Apr 10, 2024•—

Buy stop limit orders - how they work (FINRA SIE, Series 7, Series 65, Series 66)

Apr 17, 2024•—

Sell stop limit orders - how they work (FINRA SIE, Series 7, 65, 66)

Apr 24, 2024•—

Options strategies: Long straddles (Series 4, 7, 9, 65 and 66)

May 1, 2024•—

Options strategies: Short straddles (Series 4, 7, 9, 65 and 66)

May 8, 2024•—

Naming options spreads (tested on the Series 7 exam)

May 15, 2024•—

Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66)

May 22, 2024•—

Taxes on options (Series 4, Series 7, and Series 9)

May 29, 2024•—

Combined equity and short / long margin (Series 7, 9, 10, 65, 66)

Jun 5, 2024•—

Minimum maintenance in margin accounts (FINRA SIE, Series 7, 9, 10, and NASAA Series 65, 66)

Jun 12, 2024•—

Covered puts deep dive (FINRA SIE, Series 4, 7, 9, 65, 66)

Sep 4, 2024•—

Why FINRA made the T+1 settlement date change and how it will show up on your exams

Sep 18, 2024•—

FINRA and NASAA exam topics that are surprising people in 2024

Nov 6, 2024•—

How will Federal Reserve rate cuts affect the market for wealth management roles

May 7, 2025•—

Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)

May 14, 2025•—

Long call basics (FINRA SIE, 6, 7, 9, 65, 66)

May 21, 2025•—

Long put basics (FINRA SIE, 6, 7, 9, 65, 66)

May 28, 2025•—

Short call basics (FINRA SIE, 6, 7, 9, 65, 66)

Jun 4, 2025•—

Short put basics (FINRA SIE, 6, 7, 9, 65, 66)

Jun 11, 2025•—

What is common stock (FINRA SIE, 6, 7, 63, 65, 66)

Jun 18, 2025•—

Cash dividends (FINRA SIE, 7, 65, 66)

Jun 25, 2025•—

Current yield (FINRA SIE, 7, 65, 66)

Jul 2, 2025•—

Reverse stock splits (FINRA Series 7, 9, 65, 66)

Jul 9, 2025•—

Currency exchange risk (FINRA Series 7, 9, 65, 66)

Jul 16, 2025•—

Systematic vs. non-systematic risk (FINRA SIE, 6, 7, 65, 66)

Jul 23, 2025•—

Rights and warrants questions (FINRA SIE, 7, 65, 66)

Jul 30, 2025•—

Understanding put options spreads (FINRA Series 7, 9)

Aug 6, 2025•—

Call options spreads explained (FINRA Series 7, 9)

Aug 13, 2025•—

Bond volatility and stability (FINRA SIE, 6, 7, 63, 65, 66)

Aug 20, 2025•—

Negotiable and redeemable securities (FINRA SIE, 6, 7, 9, 65, 66)

Aug 27, 2025•—

Forward stock splits (FINRA SIE, 7, 9, 65, 66)

Sep 3, 2025•—

Call protection (FINRA SIE, 6, 7, 65, 66)

Sep 10, 2025•—

Property and casualty insurance careers

Sep 17, 2025•—

Life insurance basics explained for new agents

Sep 24, 2025•—

Best practices for new life insurance agents

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OndaCast© 2026 OndaCast. 保留所有权利。

帮助联系条款隐私版权版权法案关于电台指南嵌入播放器

Waves Explore Library Vibes Podcasts Audiobooks